Recognizing ethical management being essential part of sustainability management, SAMSUNG SDI pledges to further bolster our compliance system and operate and promote relevant activities via Compliance Team’s initiative, for sustainable growth as a true super-class global company.
Overview
Compliance Program indicates an ongoing, integrated system and activity, aimed at protecting the company and its employees, and preventing and minimizing legal risks by enforcing its employees to comply with laws and regulations when performing tasks. That is to say, it is the most important measure in enforcing compliance.
Compliance Program
Organization
Operation standards
Process
System
BOD’s willingness / organizational culture
Compliance Process
Prevention
Prevention
Demonstration of CEO’s willingness
Compliance training
Self-check
Help Desk
Detection
Monitoring
Online/offline monitoring
Hotline operation
Discipline
Follow-up
Improvement project
Compliance evaluation by division
Rewards & disciplinary actions
CEO’s Message
SAMSUNG SDI reiterates the importance of ardent participation in fair competition and compliance for the greater leap and sustainable growth of the company.
Compliance is an integral cog in business management and it is one that can stand when all the members are united in understanding its importance and act accordingly. The tiniest mistake and mishap can lead to destroy the trust and achievements we have worked so hard and long to build as we are treading on a market without yellow cards that yield a second chance. Players who won the victory by violation and foul play are bound to be kicked out of the field. Compliance, conformance to a law and rule of the field, is a requirement for winning in such market, on top of being Samsung’s core principle. Fair competition will lead us to just and well-deserved victory. Let’s be true winners together. Thank you.
Operation Standards
Compliance Control Regulations are the supreme regulations of compliance and prescribes basic procedures and other relevant matters regarding SAMSUNG SDI's Compliance Program.
Compliance Operating Rules regulate the duties of the Compliance Officer as well as the specific procedures and policies that SDI's employees should abide by in order to comply with the Compliance Control Regulations. Code of Conduct provides guidelines and standards that employees must conform to in order to comply with the Compliance Control Regulations and the Compliance Operating Rules. Guidelines provide commentaries on 6 SAMSUNG SDI business-related laws (fair competition, related-party transactions, trade secret, anti-corruption, privacy, and subcontract) and checklists for each relevant business practice area.
SAMSUNG SDI runs a comprehensive compliance system to support its compliance activities.
Compliance System, an internal portal, enables to heighten understanding of the compliance system within SAMSUNG SDI community and perform self-checks.
In addition, Compliance System is available anytime for advice intended to proactively prevent legal risks that may arise at work.
Furthermore, the Compliance System regularly updates with the legal trend at home and abroad and other information to help the employees enhance legal literacy.
History
Compliance Program is a key to protect the company and its employees. SAMSUNG SDI will lead the way to global compliance management with its unshakable commitment to the implementation of compliance in its daily operation.
SEP ~ OCT Special Training on Intra-Group Transactions
SEP ~ OCT Special Training on Anti-Corruption Law
AUG ~ SEP Special Training on Trade Secrets
JUL ~ AUG Special Training on the Fair Transactions in Subcontracting Act
JUL Special Training on Safety & Environmental Matters
MAY ~ JUN Special Training on the Fair Transactions in Subcontracting Act and the Act on the Promotion of Mutually Beneficial Cooperation Between Large Enterprises and SMEs
MAY, NOV Compliance Training on the Fair Transactions in Subcontracting Act for Procurement Team
MAY Special Training on Employment and Labor Laws
MAY, JUN, AUG Special Training on Compliance Matters for Vendors
MAY Compliance Training for employees involved in procurement in Foreign Subsidiaries
APR Online Compliance Training for All Employees
MAR, AUG Training for Team Compliance Managers
MAR, AUG Training for Compliance Managers
FEB, AUG Training for Expatriate Employees
JAN, OCT ~ NOV Special Training on Process and Guidelines for Trade Secrets
JAN ~ AUG Special Training on Technical Data Requirement under the Fair Transactions in Subcontracting Act.
JAN ~ NOV Introductory Compliance Training for New Employees
DEC Special Training on Delivery Price Indexation System for Vendors
DEC Special Training on the Act on the Promotion of Mutually Beneficial Cooperation Between Large Enterprises and SMEs
NOV Special Training on Cartel Prevention
SEP ~ OCT Special Training on the Personal Information Protection Act
SEP Special Training on Anti-Corruption Law
SEP Special Training on Employment and Labor Laws
SEP Compliance Training for Overseas Affiliate Entities (SDIW, SDIC, SDIPB)
SEP Special Training on the Fair Transactions in Subcontracting Act
AUG Special Training on Trade Secrets
JUL Special Training on Safety & Environmental Matters
JUN Special Training on Intra-Group Transactions
MAY ~ JUN Online Compliance Training for All Employees
APR, JUL Special Training on Compliance Matters for Vendors
MAR, AUG Training for Team Compliance Managers
MAR, AUG Training for Compliance Managers
JAN ~ JUL Special Training on the Fair Transactions in Subcontracting Act and the Act on the Promotion of Mutually Beneficial Cooperation Between Large Enterprises and SMEs
JAN ~ SEP Compliance Training for Expatriate Employees
JAN ~ OCT Special Training on Technical Data Requirement under the Fair Transactions in Subcontracting Act
JAN ~ DEC Introductory Compliance Training for New Employees
DEC Special Training for Exhibition Attendees
DEC Special Training for Purchasing Compliance Specialist (Subcontract)
NOV Special Training on Personal Information Protection Act
SEP Held anti-corruption Law Invitational Special Training
SEP Special Training on Subcontract
SEP / NOV Compliance Training for Overseas Corporations (SDIA, SDIHU, SDIEM)
AUG Special Training for the person in charge of internal transactions
JUL Special Training on Cartel Prevention
JUL / OCT Special Training for Vendors
JUL ~ AUG Online Lectures for All-personnel of SDI
JUN Special Training on Safety & Environment
MAY ~ JUN Special Training on Subcontract
APR ~ OCT Technical Data Requirement System User Training
APR / AUG Special Training on Trade Secrets
APR / AUG Special Training for Team Compliance Managers
MAR / AUG Compliance Training for Team Managers
MAR ~ AUG Compliance Training for Expatriate Candidates
JAN ~ DEC Compliance Training for New/Career employees
DEC Special training for exhibition attendees
DEC Special training on Improper Solicitation and Graft Act
DEC Special training on Personal Information Protection Act
NOV Special training on subcontract
SEP Online seminar for all-personnel of SDI
AUG Special training for vendors
JUN Invitational special training on anti-corruption law
APR / NOV Special training on trade secrets
APR / AUG Compliance training for expatriate candidates
APR Special training on subcontract
MAR / SEP Special training on prevention of cartel
MAR / AUG Special training for the person in charge of related-party transactions
MAR / Aug Compliance training for managers
FEB / Mar Technical Data Requirement System User Training
JAN ~ DEC Training on compliance management for all employees
NOV Special training on Subcontract
NOV Training on Personal Information Protection Act
NOV Compliance training for suppliers and vendors
NOV Special training on Improper Solicitation and Graft Act
SEP Online seminar for all-personnel of SDI
SEP 2H Compliance training for Managers
AUG Special training on Agency law
JUL Training on Compliance for transferred employees
MAY / SEP Special training on prevention of cartel (collusion)
APR 1H Compliance training for Managers
MAR Special training on external donations
FEB Held anti-corruption law Invitational Education
JAN / SEP Special training on Trade Secrets
NOV Training on Personal Information Protection Act
OCT Special training on trade secrets
SEP ~ NOV Compliance training for overseas subsidiaries
SEP 2H Compliance training for Compliance Managers
SEP Online seminar for all-personnel of SDI
AUG ~ OCT Special training on prevention of cartel
MAY Special training on trade secrets
MAY Special training on prevention of cartel
APR Special training on subcontract
MAR 1H Compliance training for Compliance Managers
JAN Special training on trade secrets for transferred employees
NOV Training on Personal Information Protection Act
NOV Special training on trade secrets and cartel
OCT Compliance training for expatriates and local employees in Europe Subsidiary Network
AUG Training for Sales Subsidiary Network
JUL Compliance training for overseas subsidiaries
MAY Compliance training for suppliers and vendors
APR Special training on trade secrets
MAR Compliance training for Compliance Managers
FEB Online seminar for all-personnel of SDI
JAN Intensive Training on Improper Solicitation and Graft Act
NOV Training on Personal Information Protection Act
OCT Special training on Subcontract
AUG Compliance training for expatriate candidates
JUN Offline seminar for all-personnel of SDI
MAY Special training on Guide-line of Improper Solicitation and Graft Act
MAY Compliance training for suppliers and vendors
APR Compliance training for Compliance Managers
JAN Compliance training for overseas subsidiaries
NOV Quiz Event on Improper Solicitation and Graft Act
SEP Special training on Improper Solicitation and Graft Act
AUG Special training on trade secrets for overseas subsidiaries
JUL Special invitational seminar on subcontract practice
JUN Compliance training for suppliers and vendors
MAY Compliance training for expatriate candidates
APR Environmental management training for suppliers and vendors
FEB Compliance training for compliance managers
NOV Annual SAMSUNG SDI Compliance Conference
AUG Offline seminar for all-personnel of SDI
JUL Foundation Day Award for Compliance Excellence
MAY Compliance training for SDI’s Suppliers
APR Compliance training for overseas subsidiaries
FEB Compliance training for compliance managers
NOV Annual SAMSUNG SDI Compliance Conference
OCT Special training on prevention of cartel business
AUG Field audit of overseas subsidiaries
JUL Training in Personal Information Protection Act
JUL <Compliance Guide with Case Studies> online course opened
JUN Compliance training for Samsung Partners
MAY SAMSUNG SDI Compliance Academy
MAR Training for Subcontract Proficiency Certification
NOV Annual SAMSUNG SDI Compliance Conference
OCT Invitational seminar on cartel business
SEP Invitational seminar on subcontract & training on trade secrets
JUL Compliance status review on Personal Information Protection Act
JUL Establishment of Corruption Prevention Guideline
JUN SAMSUNG SDI Compliance Academy
MAY Conduct Compliance Together’ online course opened
MAY Annual Compliance Conference in China
APR Compliance training for Samsung Partners
MAR Annual Compliance Conference in USA
NOV Honored with Best Practice Award at Samsung Compliance Conference
OCT Field audit of overseas subsidiaries
OCT Implementation of English and Chinese versions in Compliance System
JUL <SAMSUNG SDI Compliance Program II> online course opened
JUN Annual SAMSUNG SDI Compliance Academy
MAY Annual Compliance Conference in China
APR Invitational seminar on international cartel by Korea Fair Trade Commission
MAR Appointment of compliance officer by the Board of Directors
MAR Declaration of CEO's willingness on compliance (via CEO message)
DEC Training in Personal Information Protection Act in each business site
SEP Field audit of overseas subsidiaries
AUG Training in anti-corruption law
JUN Annual SAMSUNG SDI Compliance Program - online course opened
MAR Introduction of Compliance Program (for CEOs of Samsung Partners)
MAR Expansion of compliance organization (established 'Compliance Team')
MAR Submission of Annual Compliance Pledge
FEB Training on compliance program for new entry-level recruits
DEC The Board of Directors and the Management Committee’s approval of Compliance Monitoring Management Rule, Code of Conduct, and Fair Trade Compliance Regulation
OCT Compliance System online
SEP The Board of Directors’ approval of Compliance Policy
MAY Compliance declaration ceremony (in tandem with the 40th company anniversary ceremony)
